Frequently Asked Questions

LifeMark is a national Broker/Dealer and Registered Investment Advisor headquartered in Rochester, New York with numerous branch offices throughout the country.

Yes. LifeMark's operates as an independent firm. In doing so, we offer no proprietary products and maintain no corporate mandates eliminating conflicts of interests on behalf of our representatives.

Mutual Funds • Variable Life/Annuities • Fee-Based Managed Account Platforms • Financial Planning • General Securities • 529 College Savings Plans • Alternative Investments • Life Settlements • Indexed Annuities • Online Banking

Our advisory program provides access to a range of sophisticated global allocation strategies to innovative alternative investment approaches. Investment allocations within the advisory program may utilize mutual funds, ETFs, and individual equities. Our lineup of strategic partners includes institutional and alternative 3rd party managers as well as a flexible Advisor as Portfolio Manager (APM) program.

Yes. LifeMark understands the need for flexibility on outside business activities of the independent representative. Therefore, we have established accommodative policies on outside business and permit insurance business away from the Broker/Dealer.

LifeMark's Wealth Management System powered by Money Guide Pro, provides advisers with a variety of ways to offer Financial Planning. Get direct access to the most advanced online financial planning tools and create comprehensive or modular based planning solutions for clients.

LifeMark clears through National Financial Services, LLC., a subsidiary of Fidelity Investments.

Upon registration, LifeMark will provide you with an experienced Registration and Licensing team that will assist you with completing accurate CRD records and getting appointed with each of the states you request. An operations team will then assist you with ensuring the proper paperwork is executed to ensure a smooth transition for you and your clients.

We are committed to protecting you and your clients as evidenced by our regulatory history. LifeMark's practical approach to compliance training deals with relevant topics in a friendly and helpful way.

Client relationship management platform, optical storage, consolidated statements, online commissions, trading platform, financial planning software, personalized online profile, encryption software, electronic signature capability, a Concierge service that provides a proprietary administrative system.

LifeMark has incorporated a unique service agreement. The service fee (currently $275 per month) includes various benefits...learn more

LifeMark utilizes a graduated scale payout structure. Contact info@lifemark.com to find out where you stand.

Yes. The minimum production requirement is currently $6,250 in gross dealer concessions per quarter. However, the requirement is waived for the first two months of registration with LifeMark. There are also other variables, including Assets Under Management as well as fixed insurance sales processed through select partner firms, that may be considered to help satisfy the requirement.